Compliance and Collections: Making Medical Archives More Accessible

Presentation Type

Lightning Talk

Date

2025-11-20

Description

Curators and archivists working with medical collections often face a difficult balancing act: promoting access to important historical materials while upholding legal and ethical responsibilities around privacy. At the Claude Moore Health Sciences Library, we have navigated this challenge by actively engaging with institutional compliance officers and revisiting legacy restrictions in light of current HIPAA guidelines. In this lightning talk, I will share how our department undertook a multi-year effort to review and open access to previously restricted collections. Rather than a "how-to," this presentation offers a case study that may inspire similar work elsewhere. Our process began with a detailed inventory of our manuscript holdings to identify materials with potential HIPAA concerns. We then worked closely with our institution’s compliance officer—not only to explain the nature and value of our collections, but also to build mutual understanding about privacy risks and research needs. The result was a memo that clarifies how archival staff can responsibly provide access within the bounds of the law. We also developed workflows for processing and flagging sensitive content more effectively. By demystifying our approach, I hope to spark ideas for how other institutions might rethink restrictive practices and build stronger relationships with their compliance teams.

Keywords

MIRL Symposium, 2025 MIRL Symposium, lightning talk

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Nov 20th, 4:20 PM Nov 20th, 4:30 PM

Compliance and Collections: Making Medical Archives More Accessible

Curators and archivists working with medical collections often face a difficult balancing act: promoting access to important historical materials while upholding legal and ethical responsibilities around privacy. At the Claude Moore Health Sciences Library, we have navigated this challenge by actively engaging with institutional compliance officers and revisiting legacy restrictions in light of current HIPAA guidelines. In this lightning talk, I will share how our department undertook a multi-year effort to review and open access to previously restricted collections. Rather than a "how-to," this presentation offers a case study that may inspire similar work elsewhere. Our process began with a detailed inventory of our manuscript holdings to identify materials with potential HIPAA concerns. We then worked closely with our institution’s compliance officer—not only to explain the nature and value of our collections, but also to build mutual understanding about privacy risks and research needs. The result was a memo that clarifies how archival staff can responsibly provide access within the bounds of the law. We also developed workflows for processing and flagging sensitive content more effectively. By demystifying our approach, I hope to spark ideas for how other institutions might rethink restrictive practices and build stronger relationships with their compliance teams.